Now he's wanted on fraud charges. Hercules Investments provides a growth option for investors who need gains and growth, but we offer an element of downside risk protection because equity markets are disconnected from what we know is GDP contraction, debt, and all the uncertainty that comes along with a mutating virus. The complaint also alleges that McDonald commingled the investor funds with Herculess assets and his personal assets, and used $440,000 of those funds for personal expenses, including to pay his personal credit card bills. Its not a doomsday picture, but markets are priced right now as if all economic engines are fully up and running. Hercules' portfolios are designed to achieve aggressive gains whether markets are rising or falling. JAMES A MCDONALD JR Agent Address 1718 HARRIMAN LN, REDONDO BEACH, CA, 90278 Directors / Officers JAMES A MCDONALD JR, agent Registry Page https://bizfileonline.sos.ca.gov/sear. [Like this article? To send us an e-mail, simply complete and submit the online form below. Lines and paragraphs break automatically. This Book Changed My Life, Fifteen Must-Listen Business Podcasts for Advisors, Celebrity Estates: Jay Leno and Planning for Classic Car Collections. Today, his ambition is to own a NFL team. Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. Lets call it artificial income and artificial credit for small businesses that are keeping the economy alive. Our strategies offer downside protection and even potential upside gains with protracted market downturns. This inflation will cause interest rates to rise in the medium term or long term and the necessary pullback in the markets will be a result of investors taking risk off the table. With interest rates so low, what do you make of the TINA argument, which asserts there is no alternative to stocks? How does it factor into your life? Prominent in independent film, he has also worked in blockbuster films of varying genres, and has accrued a worldwide box office gross of over 1.9 billion USD.He has received various accolades, including a Golden Globe Award, and nominations for two Academy Awards and a BAFTA Award.. Born and raised in Canada, he rose to . The SEC appreciates the assistance of the U.S. Attorney's Office, the Federal Bureau of Investigation, and the Internal Revenue Service-Criminal Investigation Division. Wealth Management is part of the Informa Connect Division of Informa PLC. We are able to provide uncorrelated growth, meaning our strategies do not depend on equity markets continuing to rise in order to accomplish gains. Fri, Feb 12. Lets wrap up with football. And so, if the market falls say 10%, our allocations will potentially offset the losses in the long only portfolio. You can reach us by phone at 844-689-5754 or via e-mail. A man who ran two California-based investment companies and frequently appeared as a TV financial news analyst was charged Wednesday with securities fraud for allegedly bilking clients out of millions of dollars, federal prosecutors said. He earned a bachelor's degree in economics from Harvard University. Of course, we know that theres tremendous risk, not just to our health, but to the sustainability of small businesses, to the credit and economic security of households and to the outlook for how we will move forward past the pandemic. James McDonald, CEO of Hercules Investments, is using equity index options to profit from an expected surge in volatility and market swings. So, common sense would say, what changed in one year for a 50% premium in a market that most people would agree has been propelled with no monetary policy and stimulus? McDonald graduated from Harvard University with a Bachelors degree in Economics. from 8 AM - 9 PM ET. The SEC's complaint alleges that McDonald raised over $3.6 million from investors between May 2019 and October 2021 for the stated purpose of trading securities through an investment vehicle called the Index Strategy Advisors Fund, and that McDonald used less than half those funds for trading and did not engage in any trading with the funds for long stretches of time. Small businesses are suffering tremendously, and theyre always going to be the engine of growth for the economy. My dream is to buy an NFL team. Hercules Investments specializes in actively managed and systematic investment strategies to monetize investment performance from equity market volatility. The affidavit of service states that the summons and complaint were served on James McDonald by service to Beatriz Lima, "as person in charge of the place of business / authorized to accept service on behalf of Hercules Investments, LLC, a California limited liability company at 1718 18 Harriman Lane, #A, Redondo Beach, CA 90278." - Strategies to profit from a stock market decline And I think that that will trigger selling of portfolios that have had extensive gains, particularly in the past six months. 2023 Informa USA, Inc., All rights reserved, In this episode, David Armstrong, editor-in-chief at. In late 2020, McDonald lost between $30 million and $40 million of Hercules client money after adopting "a risky short position" based on his wrong prediction that the stock market would drop. This material may not be published, broadcast, rewritten, Its an all-weather strategy. Below are the states with which the firm you selected makes its notice filings. The United States Securities and Exchange Commission subpoenaed McDonald to testify before it in November 2021, but without advance notice he failed to appear as required. Greg Bartalos (@gregorianchance) is editor of New York City-based RIA Intel. The SEC filed a civil injunctive action against James Arthur McDonald, Jr. and Hercules Investments, LLC in relation to fraudulent securities offerings. McDonald graduated from Harvard University with a Bachelor's degree in Economics. James Arthur McDonald Jr., 50, was charged with a single fraud count and could face up to 20 years in prison if convicted, the U.S. attorney's office said in a statement. Strategy Voice Associates, LLC And when we look at unemployment now, we say its recovered, but the recovery hasnt brought sufficient growth. I think we will have another risk event that pulls the market down. McDonald, who lived in the Los Angeles suburb of Arcadia, is believed to be in hiding, the statement said. Check out what's clicking on Foxnews.com. For more information, please see www.hercules-investments.com, Media Contact: Matt Yemma Peaks Strategies 909-633-9396 [emailprotected], Cision Distribution 888-776-0942 We deliver these strategies through NFLHX. 2023 FOX News Network, LLC. https://www.wealthmanagement.com/sites/wealthmanagement.com/files/logos/Wealth-Management-Logo-white.png. When facing allegations such as these, its best not to be seen on TV. Its clock-striking-midnight dealmaking time at the Justice Department. We represent investors in claims against negligent brokers and brokerage firms. McDonald also allegedly raised over $3.5 million for securities trades through the Index Strategy Advisors Fund and misappropriated half of the funds for personal expenses. Hercules Investments was founded by James McDonald, who previously was founder and CEO of Index Strategy Advisors. My intention when I buy my team is to get on the practice field and hit those guys! In a parallel action, the United States Attorneys Office for the Central District of California announced criminal charges against McDonald. Environmental, Social and Governance (ESG), HVAC (Heating, Ventilation and Air-Conditioning), Machine Tools, Metalworking and Metallurgy, Aboriginal, First Nations & Native American. Then its fine. To what extent do multiples deserve to be elevated given ultralow interest rates? This site contains attorney advertising. PDF Case Plaintiff Defendant - United States Courts Early life James McDonald was born in Wellhead, Morayshire, in north Scotland on September 23 1840. Things are escalating quickly for the folks behind StraightPath Venture Partners. In fairness to James McDonald, television is a much more welcoming venue than an SEC hearing room or courthouse. GESCO is a security company operating in various fields and basing on the principle of physical protection. Do you still have a 15,000 target on the Dow? McDonald was CEO of Index Strategy Advisors from 2010 until 2019, when he founded Hercules, which offers market neutral portfolio management, while specializing in high-growth equity index options for clients. If you or your loved one experienced investment losses, we are here to help. If markets rise, our fund is managed to match or exceed that growth based on our ability to go long or short with index options. For more information, please visit: https://hercules-investments.com/hercules-public/index.html, Media Contact This material may not be published, broadcast, rewritten, or redistributed. Resilience is the name of the game, says Mastercard CEO Michael Miebach, We've seen resilience in the U.S. consumer, says Coca-Cola CEO James Quincey, Illinois Governor JB Pritzker: Crime is coming down gradually in the city and it's getting better, Guggenheim CIO: We are predicting the recession to start mid-year, Moderna CEO: We're preparing our FDA filing for our RSV vaccine. Get all the stories you need-to-know from the most powerful name in news delivered first thing every morning to your inbox. This case was filed in Los Angeles County Superior Courts, Norwalk Courthouse located in Los Angeles, California. Please read our Terms and Conditions, Modern Slavery Act Transparency Statement, and Privacy Policy before using the site. Contact me online or call anytime at 844-689-5754. Thats why our ticker is NFLHX. Employment levels have increased slightly, but we are artificially keeping our economy going with stimulus checks and obviously all of the Feds actions. With this risk in the market, many individual investors have to count on either continued paid stimulus or continued paychecks and loans for small business relief. The stockbroker and investment fraud lawyers at Sonn Law Group dedicate their entire practice to protecting the interests of investors who have lost money as a result of the negligent or wrongful conduct of those entrusted with protecting and growing our money. Lets start with your macro view. Federal prosecutors charged McDonald with one count of. The SEC alleges that McDonald commingled the investor funds with Hercules assets and his personal assets, and used $440,000 of those funds for personal expenses, including to pay his personal credit card bills. Now, there are a handful of companies that have flourished in the Covid era, but its a handful of companies. The United States Securities and Exchange Commission subpoenaed McDonald to testify before it in November 2021, but - without advance notice - he failed to appear as required. Powered and implemented by FactSet Digital Solutions. All rights reserved. The SEC filed a civil injunctive action against James Arthur McDonald, Jr. and Hercules Investments, LLC in relation to fraudulent securities offerings. The complaint also charges McDonald with violating Section 206(4) of the Advisers Act and Rule 206(4)-8 thereunder, which prohibit certain transactions by investment advisers. Tax Advantages Are a Selling Point for Investment in CRE. This site is operated by a business or businesses owned by Informa PLC and all copyright resides with them. Mutual Fund and ETF data provided by Refinitiv Lipper. Hercules CEO, CNBC Pundit 'In Hiding' Amid Securities Fraud Charges James Arthur McDonald Jr. appears to be on the lam as he faces as much as 20 years in prison for allegedly defrauding. So, I think over 75% of the gains in the S&P 500 in 2020 could be attributed to a handful of names. Or, you know, anywhere, really. We can deliver these same strategies to investor portfolios with less than $1 million," said Mr. McDonald, Chief Executive Officer of Hercules and previous winner of the Top 10 Advisors Rising Stars award from ETF Report magazine. Buckhead Tower, Suite 400 3399 Peachtree Rd. Hercules applies quantitative research to design and actively manage portfolios for investors seeking maximum growth during up or down-market cycles. Today, James not only discusses all things volatility but also explains different risk-related techniques professionals can use to keep clients comfortable with their portfolios in the market.. James McDonald is a 25-year veteran of the investment industry and was named one of America's top 10 investment advisors by ETF.com in 2012. Are you suggesting that widespread economic weakness will eventually bubble up to drag down these indexes? Our employees and their family members enjoyed a wonderful time together this morning at PureTrack in Anaheim, CA! The information provided in this website is offered for general information purposes only; it is not offered as and does not constitute legal advice in any way. In this episode, David Armstrong, editor-in-chief at WealthManagement.com, talks to Hercules Investments James McDonald. The SEC's complaint, which was filed in the Central District of California, charges McDonald and Hercules with violating the antifraud provisions of Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and Sections 206(1) and 206(2) of the Investment Advisers Act of 1940. I think we will retest the previous lows of last March before buying comes back in. Any reference to past cases or successes made herein should not be construed as a guarantee of any future outcome. With the Super Bowl around the corner, who do you want to win and who do you think will win? One hundred million viewers are expected to tune into Sundays Super Bowl between the defending champion Kansas City Chiefs and Tampa Bay Buccaneers. With only a few times in history have we had a gap even approaching these levels of GDP growth, equity market prices, corporate profits, equity market prices and PE ratios. Actually, he didnt just assume it: He bet his clients money rather heavily on it, and lost them upwards of $40 million doing so. The uncertainty around COVID-19 and risks of rising inflation were the impetus for launching the fund. The case status is Pending - Other Pending. Its like a freight train that cant come to an exact halt without a crash. Describe the ideal client profile. The complaint seeks permanent injunctions, disgorgement with prejudgment interest, and civil penalties against McDonald and Hercules. First, between May 2019 and October 2021, McDonald, through his control of Index Strategy Advisors, Inc. ("ISA")-an unregistered investment adviser-solicited over $3.6 million from approximately 20 investors for ISA's index hedge fund, the ISA Fund. The 10 Best and 10 Worst States in Which to Retire in 2021, Im an Advisor. Got a confidential news tip? We want to hear from you. Because in addition to unemployed, he can also now call himself whistleblower.. A Division of NBCUniversal. Subscribe to RIA Intels thrice-weekly newsletter.]. According to the. PHILADELPHIA COP WHO SHOT UNARMED BLACK MOTORIST BEGINS TRIAL. McDonald also allegedly raised over $3.5 million for securities trades through . 2023 FOX News Network, LLC. Founded on May 26, 2005, GESCO provides private and corporate security services in various regions of the country including Baku, in accordance with the requirements of ISO 9001, ISO 14001, ISO 45001. We are partnering with Nasdaq to put Nasdaq 100 Volatility Index (VOLQ) into our portfolio in a way where investors who have realized great gains from tech can rest assured knowing that in the event of a potential market downturn, our fund will be able to sustain the impact of a declining market and should provide upside. These filings are called "notice filings". And so, equity market prices are assuming earnings that arent there. We had to save the economy from going off the cliff with us not being able to operate as normal," McDonald said. Address of QUALITY servIce and relIable guarding, We are constantly workIng and developng to mprove our qualIty of servce. // Disclaimer. It takes time to get back up, but we have had renewed waves of lockdowns in the fall and layoffs. WealthManagement.com Staff | Nov 05, 2020. I would be thrilled to buy the Washington football team because I grew up in Chevy Chase, Maryland. Whats your takeaway from GameStop, AMC, Blackberry, etc.? Hercules Investments has named Loreal McDonald as corporate counsel and interim chief operating officer. Hercules Investments won a 2020 Wealthies Award for being the top Alternative Asset Manager. In this virtual event, McDonald shares: - Why the markets are too optimistic about the Covid-19 vaccine The Judge overseeing this case is MARGARET MILLER BERNAL. Fox News Flash top headlines are here. $0 BAHAMAS 386 (SG458) - Alexander Graham Bell (pb10456) Stamps Caribbean Bahamas (1973-Now) The equity markets have behaved puzzlingly well in 2020 with the backdrop of a global pandemic and lots of uncertainty around the evolution of the coronavirus and its impact on small businesses, households, and way of life. Your email address will not be published. Accounting and Auditing Enforcement Releases. McDonald, who graduated from Harvard University with an economics degree, expects the Dow will tumble more than 50% to 15,000, a prediction he has made several times since March 2020, before surging to new highs this year. Get 5 free searches. The Sonn Law Group is currently investigating allegations surrounding James Arthur McDonald, Jr. or Hercules Investments, LLC. The gap between corporate profits and GDP, or even corporate profits and equity market prices, is wider than its ever been by a long way. Market data provided by Factset. And this is evidenced by us being at valuation levels weve never touched before, even higher than 1929 and 2000-2001. Unless you are aiming for simultaneous knocks on the door from the FBI, SEC and CFTC. Contact me online or call anytime at 844-689-5754 SEC Charges James Arthur McDonald, Jr. and His SEC-Registered Investment Adviser Firm, Hercules Investments, LLC with Offering Fraudulent Securities Sonn Law Staff Oct 05, 2022 Posted in Investment Loss Investigations # James Arthur McDonald Jr.
james mcdonald hercules investments wife
Now he's wanted on fraud charges. Hercules Investments provides a growth option for investors who need gains and growth, but we offer an element of downside risk protection because equity markets are disconnected from what we know is GDP contraction, debt, and all the uncertainty that comes along with a mutating virus. The complaint also alleges that McDonald commingled the investor funds with Herculess assets and his personal assets, and used $440,000 of those funds for personal expenses, including to pay his personal credit card bills. Its not a doomsday picture, but markets are priced right now as if all economic engines are fully up and running. Hercules' portfolios are designed to achieve aggressive gains whether markets are rising or falling. JAMES A MCDONALD JR Agent Address 1718 HARRIMAN LN, REDONDO BEACH, CA, 90278 Directors / Officers JAMES A MCDONALD JR, agent Registry Page https://bizfileonline.sos.ca.gov/sear. [Like this article? To send us an e-mail, simply complete and submit the online form below. Lines and paragraphs break automatically. This Book Changed My Life, Fifteen Must-Listen Business Podcasts for Advisors, Celebrity Estates: Jay Leno and Planning for Classic Car Collections. Today, his ambition is to own a NFL team. Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. Lets call it artificial income and artificial credit for small businesses that are keeping the economy alive. Our strategies offer downside protection and even potential upside gains with protracted market downturns. This inflation will cause interest rates to rise in the medium term or long term and the necessary pullback in the markets will be a result of investors taking risk off the table. With interest rates so low, what do you make of the TINA argument, which asserts there is no alternative to stocks? How does it factor into your life? Prominent in independent film, he has also worked in blockbuster films of varying genres, and has accrued a worldwide box office gross of over 1.9 billion USD.He has received various accolades, including a Golden Globe Award, and nominations for two Academy Awards and a BAFTA Award.. Born and raised in Canada, he rose to . The SEC appreciates the assistance of the U.S. Attorney's Office, the Federal Bureau of Investigation, and the Internal Revenue Service-Criminal Investigation Division. Wealth Management is part of the Informa Connect Division of Informa PLC. We are able to provide uncorrelated growth, meaning our strategies do not depend on equity markets continuing to rise in order to accomplish gains. Fri, Feb 12. Lets wrap up with football. And so, if the market falls say 10%, our allocations will potentially offset the losses in the long only portfolio. You can reach us by phone at 844-689-5754 or via e-mail. A man who ran two California-based investment companies and frequently appeared as a TV financial news analyst was charged Wednesday with securities fraud for allegedly bilking clients out of millions of dollars, federal prosecutors said. He earned a bachelor's degree in economics from Harvard University. Of course, we know that theres tremendous risk, not just to our health, but to the sustainability of small businesses, to the credit and economic security of households and to the outlook for how we will move forward past the pandemic. James McDonald, CEO of Hercules Investments, is using equity index options to profit from an expected surge in volatility and market swings. So, common sense would say, what changed in one year for a 50% premium in a market that most people would agree has been propelled with no monetary policy and stimulus? McDonald graduated from Harvard University with a Bachelors degree in Economics. from 8 AM - 9 PM ET. The SEC's complaint alleges that McDonald raised over $3.6 million from investors between May 2019 and October 2021 for the stated purpose of trading securities through an investment vehicle called the Index Strategy Advisors Fund, and that McDonald used less than half those funds for trading and did not engage in any trading with the funds for long stretches of time. Small businesses are suffering tremendously, and theyre always going to be the engine of growth for the economy. My dream is to buy an NFL team. Hercules Investments specializes in actively managed and systematic investment strategies to monetize investment performance from equity market volatility. The affidavit of service states that the summons and complaint were served on James McDonald by service to Beatriz Lima, "as person in charge of the place of business / authorized to accept service on behalf of Hercules Investments, LLC, a California limited liability company at 1718 18 Harriman Lane, #A, Redondo Beach, CA 90278." - Strategies to profit from a stock market decline And I think that that will trigger selling of portfolios that have had extensive gains, particularly in the past six months. 2023 Informa USA, Inc., All rights reserved, In this episode, David Armstrong, editor-in-chief at. In late 2020, McDonald lost between $30 million and $40 million of Hercules client money after adopting "a risky short position" based on his wrong prediction that the stock market would drop. This material may not be published, broadcast, rewritten, Its an all-weather strategy. Below are the states with which the firm you selected makes its notice filings. The United States Securities and Exchange Commission subpoenaed McDonald to testify before it in November 2021, but without advance notice he failed to appear as required. Greg Bartalos (@gregorianchance) is editor of New York City-based RIA Intel. The SEC filed a civil injunctive action against James Arthur McDonald, Jr. and Hercules Investments, LLC in relation to fraudulent securities offerings. McDonald graduated from Harvard University with a Bachelor's degree in Economics. James Arthur McDonald Jr., 50, was charged with a single fraud count and could face up to 20 years in prison if convicted, the U.S. attorney's office said in a statement. Strategy Voice Associates, LLC And when we look at unemployment now, we say its recovered, but the recovery hasnt brought sufficient growth. I think we will have another risk event that pulls the market down. McDonald, who lived in the Los Angeles suburb of Arcadia, is believed to be in hiding, the statement said. Check out what's clicking on Foxnews.com. For more information, please see www.hercules-investments.com, Media Contact: Matt Yemma Peaks Strategies 909-633-9396 [emailprotected], Cision Distribution 888-776-0942 We deliver these strategies through NFLHX. 2023 FOX News Network, LLC. https://www.wealthmanagement.com/sites/wealthmanagement.com/files/logos/Wealth-Management-Logo-white.png. When facing allegations such as these, its best not to be seen on TV. Its clock-striking-midnight dealmaking time at the Justice Department. We represent investors in claims against negligent brokers and brokerage firms. McDonald also allegedly raised over $3.5 million for securities trades through the Index Strategy Advisors Fund and misappropriated half of the funds for personal expenses. Hercules Investments was founded by James McDonald, who previously was founder and CEO of Index Strategy Advisors. My intention when I buy my team is to get on the practice field and hit those guys! In a parallel action, the United States Attorneys Office for the Central District of California announced criminal charges against McDonald. Environmental, Social and Governance (ESG), HVAC (Heating, Ventilation and Air-Conditioning), Machine Tools, Metalworking and Metallurgy, Aboriginal, First Nations & Native American. Then its fine. To what extent do multiples deserve to be elevated given ultralow interest rates? This site contains attorney advertising. PDF Case Plaintiff Defendant - United States Courts Early life James McDonald was born in Wellhead, Morayshire, in north Scotland on September 23 1840. Things are escalating quickly for the folks behind StraightPath Venture Partners. In fairness to James McDonald, television is a much more welcoming venue than an SEC hearing room or courthouse. GESCO is a security company operating in various fields and basing on the principle of physical protection. Do you still have a 15,000 target on the Dow? McDonald was CEO of Index Strategy Advisors from 2010 until 2019, when he founded Hercules, which offers market neutral portfolio management, while specializing in high-growth equity index options for clients. If you or your loved one experienced investment losses, we are here to help. If markets rise, our fund is managed to match or exceed that growth based on our ability to go long or short with index options. For more information, please visit: https://hercules-investments.com/hercules-public/index.html, Media Contact This material may not be published, broadcast, rewritten, or redistributed. Resilience is the name of the game, says Mastercard CEO Michael Miebach, We've seen resilience in the U.S. consumer, says Coca-Cola CEO James Quincey, Illinois Governor JB Pritzker: Crime is coming down gradually in the city and it's getting better, Guggenheim CIO: We are predicting the recession to start mid-year, Moderna CEO: We're preparing our FDA filing for our RSV vaccine. Get all the stories you need-to-know from the most powerful name in news delivered first thing every morning to your inbox. This case was filed in Los Angeles County Superior Courts, Norwalk Courthouse located in Los Angeles, California. Please read our Terms and Conditions, Modern Slavery Act Transparency Statement, and Privacy Policy before using the site. Contact me online or call anytime at 844-689-5754. Thats why our ticker is NFLHX. Employment levels have increased slightly, but we are artificially keeping our economy going with stimulus checks and obviously all of the Feds actions. With this risk in the market, many individual investors have to count on either continued paid stimulus or continued paychecks and loans for small business relief. The stockbroker and investment fraud lawyers at Sonn Law Group dedicate their entire practice to protecting the interests of investors who have lost money as a result of the negligent or wrongful conduct of those entrusted with protecting and growing our money. Lets start with your macro view. Federal prosecutors charged McDonald with one count of. The SEC alleges that McDonald commingled the investor funds with Hercules assets and his personal assets, and used $440,000 of those funds for personal expenses, including to pay his personal credit card bills. Now, there are a handful of companies that have flourished in the Covid era, but its a handful of companies. The United States Securities and Exchange Commission subpoenaed McDonald to testify before it in November 2021, but - without advance notice - he failed to appear as required. Powered and implemented by FactSet Digital Solutions. All rights reserved. The SEC filed a civil injunctive action against James Arthur McDonald, Jr. and Hercules Investments, LLC in relation to fraudulent securities offerings. The complaint also charges McDonald with violating Section 206(4) of the Advisers Act and Rule 206(4)-8 thereunder, which prohibit certain transactions by investment advisers. Tax Advantages Are a Selling Point for Investment in CRE. This site is operated by a business or businesses owned by Informa PLC and all copyright resides with them. Mutual Fund and ETF data provided by Refinitiv Lipper. Hercules CEO, CNBC Pundit 'In Hiding' Amid Securities Fraud Charges James Arthur McDonald Jr. appears to be on the lam as he faces as much as 20 years in prison for allegedly defrauding. So, I think over 75% of the gains in the S&P 500 in 2020 could be attributed to a handful of names. Or, you know, anywhere, really. We can deliver these same strategies to investor portfolios with less than $1 million," said Mr. McDonald, Chief Executive Officer of Hercules and previous winner of the Top 10 Advisors Rising Stars award from ETF Report magazine. Buckhead Tower, Suite 400 3399 Peachtree Rd. Hercules applies quantitative research to design and actively manage portfolios for investors seeking maximum growth during up or down-market cycles. Today, James not only discusses all things volatility but also explains different risk-related techniques professionals can use to keep clients comfortable with their portfolios in the market.. James McDonald is a 25-year veteran of the investment industry and was named one of America's top 10 investment advisors by ETF.com in 2012. Are you suggesting that widespread economic weakness will eventually bubble up to drag down these indexes? Our employees and their family members enjoyed a wonderful time together this morning at PureTrack in Anaheim, CA! The information provided in this website is offered for general information purposes only; it is not offered as and does not constitute legal advice in any way. In this episode, David Armstrong, editor-in-chief at WealthManagement.com, talks to Hercules Investments James McDonald. The SEC's complaint, which was filed in the Central District of California, charges McDonald and Hercules with violating the antifraud provisions of Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and Sections 206(1) and 206(2) of the Investment Advisers Act of 1940. I think we will retest the previous lows of last March before buying comes back in. Any reference to past cases or successes made herein should not be construed as a guarantee of any future outcome. With the Super Bowl around the corner, who do you want to win and who do you think will win? One hundred million viewers are expected to tune into Sundays Super Bowl between the defending champion Kansas City Chiefs and Tampa Bay Buccaneers. With only a few times in history have we had a gap even approaching these levels of GDP growth, equity market prices, corporate profits, equity market prices and PE ratios. Actually, he didnt just assume it: He bet his clients money rather heavily on it, and lost them upwards of $40 million doing so. The uncertainty around COVID-19 and risks of rising inflation were the impetus for launching the fund. The case status is Pending - Other Pending. Its like a freight train that cant come to an exact halt without a crash. Describe the ideal client profile. The complaint seeks permanent injunctions, disgorgement with prejudgment interest, and civil penalties against McDonald and Hercules. First, between May 2019 and October 2021, McDonald, through his control of Index Strategy Advisors, Inc. ("ISA")-an unregistered investment adviser-solicited over $3.6 million from approximately 20 investors for ISA's index hedge fund, the ISA Fund. The 10 Best and 10 Worst States in Which to Retire in 2021, Im an Advisor. Got a confidential news tip? We want to hear from you. Because in addition to unemployed, he can also now call himself whistleblower.. A Division of NBCUniversal. Subscribe to RIA Intels thrice-weekly newsletter.]. According to the. PHILADELPHIA COP WHO SHOT UNARMED BLACK MOTORIST BEGINS TRIAL. McDonald also allegedly raised over $3.5 million for securities trades through . 2023 FOX News Network, LLC. Founded on May 26, 2005, GESCO provides private and corporate security services in various regions of the country including Baku, in accordance with the requirements of ISO 9001, ISO 14001, ISO 45001. We are partnering with Nasdaq to put Nasdaq 100 Volatility Index (VOLQ) into our portfolio in a way where investors who have realized great gains from tech can rest assured knowing that in the event of a potential market downturn, our fund will be able to sustain the impact of a declining market and should provide upside. These filings are called "notice filings". And so, equity market prices are assuming earnings that arent there. We had to save the economy from going off the cliff with us not being able to operate as normal," McDonald said. Address of QUALITY servIce and relIable guarding, We are constantly workIng and developng to mprove our qualIty of servce. // Disclaimer. It takes time to get back up, but we have had renewed waves of lockdowns in the fall and layoffs. WealthManagement.com Staff | Nov 05, 2020. I would be thrilled to buy the Washington football team because I grew up in Chevy Chase, Maryland. Whats your takeaway from GameStop, AMC, Blackberry, etc.? Hercules Investments has named Loreal McDonald as corporate counsel and interim chief operating officer. Hercules Investments won a 2020 Wealthies Award for being the top Alternative Asset Manager. In this virtual event, McDonald shares: - Why the markets are too optimistic about the Covid-19 vaccine The Judge overseeing this case is MARGARET MILLER BERNAL. Fox News Flash top headlines are here. $0 BAHAMAS 386 (SG458) - Alexander Graham Bell (pb10456) Stamps Caribbean Bahamas (1973-Now) The equity markets have behaved puzzlingly well in 2020 with the backdrop of a global pandemic and lots of uncertainty around the evolution of the coronavirus and its impact on small businesses, households, and way of life. Your email address will not be published. Accounting and Auditing Enforcement Releases. McDonald, who graduated from Harvard University with an economics degree, expects the Dow will tumble more than 50% to 15,000, a prediction he has made several times since March 2020, before surging to new highs this year. Get 5 free searches. The Sonn Law Group is currently investigating allegations surrounding James Arthur McDonald, Jr. or Hercules Investments, LLC. The gap between corporate profits and GDP, or even corporate profits and equity market prices, is wider than its ever been by a long way. Market data provided by Factset. And this is evidenced by us being at valuation levels weve never touched before, even higher than 1929 and 2000-2001. Unless you are aiming for simultaneous knocks on the door from the FBI, SEC and CFTC. Contact me online or call anytime at 844-689-5754 SEC Charges James Arthur McDonald, Jr. and His SEC-Registered Investment Adviser Firm, Hercules Investments, LLC with Offering Fraudulent Securities Sonn Law Staff Oct 05, 2022 Posted in Investment Loss Investigations # James Arthur McDonald Jr.
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